ICICI Bank - Manager - Retail Compliance

Essential Services:

Role & Location Fungibility:

At ICICI Bank, we believe in serving our customers beyond our role definition, product boundaries, and domain limitations through our philosophy of customer 360-degree. In essence, this captures our belief in serving the entire banking needs of our customers as One Bank, One Team. To achieve this, employees at ICICI Bank are expected to be role and location-fungible with the understanding that Banking is an essential service. The role descriptions give you an overview of the responsibilities; it is only directional and guiding in nature.

About the Role :

Compliance Manager - Retail Compliance

As a Manager I/Manager II in Treasury Compliance, the role would involve review of proposals/policies related to various treasury products offered to customers by Bank or dealt by the Bank as market make. The proposals are mainly received from various Markets Group and ALMG team within the Bank.

Key Responsibilities :

- Disseminate new guidelines and actionable points to relevant stakeholders for ensuring implementation

- Handle queries of RBI with business teams and interpret circulars to ensure clarity and compliance

- Handle breaches/violations highlighted by RBI and internal audits

- Monitor reporting and correspondences to ensure timely submission and closures

- Regular training of relevant stakeholders to close the knowledge gaps to avoid rework and delay in customer TAT

- Work in a deadline-driven environment, prioritize and manage multiple projects simultaneously

Accountability :

The official would be accountable for proper implementation of RBI guidelines in the Bank and for the work/deliverables of the team, which is being managed by him, if any.

Key Qualifications & Skills :

- Education Qualification: CA/MBA

- Knowledge of investment, forex and treasury products

- Familiarity with RBI guidelines pertaining to treasury products

- Passionate towards continuous learning and reading

About the Business Group :

The Compliance Group "Group" at ICICI Bank ensures compliance to the various regulatory guidelines. The Group co-ordinates with the regulatory authorities to understand the regulatory requirements, submission of data/information. The guidelines/communication received from the regulator is assigned to the various business teams and tracked till closure by the Group. The manner of compliance with respect to various regulatory requirements is also reviewed by the Compliance Group.