Head - Operations - Broking/Wealth Management & Capital Markets

- Responsible for overall functioning and supervision of the Operations Department (Account Opening, Retail & Portfolio Management Trade Processing, Equity Derivative, Currency Derivative, BSE Star MF Operations, SGB/IPO/NCD/BOND/FD/Debt Operations, NRI Settlement, PMS (Wealth Management)

- Interacting with Auditors, Exchanges, Depositories, Custodians,

- Ensuring audit readiness at all times, fronting and completion of all audit actionable pertaining to operations. Ensure satisfactory and acceptable audit rating - Regulatory and Group Internal Audits

- Identifying the system requirements of new wealth management products developments, testing and systems enhancements on a timely basis.

- Trade Settlements, Reporting, Accounting across HNI, NRI, Corporate segments

- Streamlining, understanding, integrate into entire operations function of Broking and wealth management accounts.

- Manpower Planning and staff development.

- Coordinate with vendors to implement the client level delivery handling procedures

- Review the Standard Operating Procedures for operational activities

- Monitor and review the operational process for Trading, IPO, Corporate Fixed Deposits and BSE Star MF operations.

- Trade Settlements, Reporting, Accounting across HNI, NRI, Corporate segments

- MF Operations through Exchange Platforms

- Back-office and trading system customizations, testing & migrations.

- Good knowledge & handling Financial & Group, Exchange Audits and Regulatory compliance

- Partner Revenue Sharing for Corporate Fixed Deposits / Debt instruments

- Automation of back-office processes through utilities / RPAs.

- Regulatory Approvals and support