Strategy :

- Awareness and understanding of the Groups business strategy and model appropriate to the role

Business :

- Responsible for overall functioning and supervision of the Operations Department (Account Opening, Retail & Portfolio Management Trade Processing, Equity Derivative, Currency Derivative, BSE Star MF Operations, SGB/IPO/NCD/BOND/FD/Debt Operations, NRI Settlement, PMS (Wealth Management),

- Interacting with Auditors, Exchanges, Depositories, Custodians,

- Ensuring audit readiness at all times , fronting and completion of all audit actionable pertaining to operations. Ensure satisfactory and acceptable audit rating Regulatory and Group Internal Audits

- Identifying the system requirements of new wealth management products developments, testing and systems enhancements on a timely basis.

- 1. Streamlining, understanding, integrate into entire operations function of Broking and wealth management accounts.

- 2. Manpower Planning and staff development.

- 3. Coordinate with vendors to implement the client level delivery handling procedures

- 4. Review the Standard Operating Procedures for operational activities

- 5. Monitor and review the operational process for Trading, IPO, Corporate Fixed Deposits and BSE Star MF operations.

- 6. Trade Settlements, Reporting, Accounting across HNI, NRI, Corporate segments

- 7. MF Operations through Exchange Platforms

- 8. Back-office and trading system customizations, testing & migrations.

- 9. Good knowledge & handling Financial & Group, Exchange Audits and Regulatory

- 10. Partner Revenue Sharing for Corporate Fixed Deposits / Debt instruments

- 11. Automation of back-office processes through utilities / RPAs.

- 12. Regulatory Approvals and support

Processes & Digitisation :

1. Driving digitisation and innovation leading to cost efficiency and customer delight

2. To supervise end to end account set up, transactions execution and settlement operations for SCSI Products Operations.

3. Vendor on-boarding and management

4. Knowledge about excel utilities and other external connected networks

5. Various process developments and improving the same continuously.

People and Talent :

- Managing team and internal / external stake holders

- Lead through example and build the appropriate culture and values. Set appropriate tone and expectations from their team and work in collaboration with risk and control partners.

QUALIFICATIONS - training, licenses, memberships and certifications :

- MBA / Graduate in Commerce or above with 15+ years of relevant experience handling broking operations, fixed income and PMS Operations.

- NISM VII (Securities Operations & Risk Management is mandatory. NISM VI (Depository Operations) will add the value.

- Languages; English and Hindi

Knowledge of trading back office & DP systems. Basic MS Office, Advanced excel will be preferable