Head - Internal Audit - Wealth Management

Job Description:

- The Head of Internal Audit will be responsible for establishing and leading the Internal Audit function of the organization, ensuring an independent and comprehensive assessment of the adequacy and effectiveness of internal controls, risk management frameworks, governance processes and regulatory compliance.

- The role will provide independent assurance to the Board, Audit Committee, and Senior Management on the organization's risk exposure, operational efficiency, control environment and adherence to applicable regulatory requirements.

- The incumbent will play a critical role in strengthening the internal control framework, identifying emerging risks, and driving improvements across business and support functions.

Key Responsibilities:

- Design and execute a comprehensive, risk-based internal audit plan that aligns with the strategic objectives of the wealth management business to ensure robust oversight.

- Evaluate the effectiveness of internal controls across investment advisory, portfolio management, and client onboarding processes to mitigate operational vulnerabilities.

- Lead the implementation of sophisticated risk management frameworks that proactively identify and address potential threats to the organization's financial health.