A leading private wealth management firm is seeking to hire the undersaid Head - dealing Purpose : - Manage a team of dealers on the floor. - Accurate and efficient deal execution. - Accurate and Efficient Handling of Clients Orders. - Effective working relationships with team members, functional areas and internal stakeholders. - Maintenance of high standards in addressing client queries Ensuring promptness and responsiveness to client needs and requirements. - Regulatory norms (exchanges) and compliance Reduce risk by maintaining strong control on the compliance guidelines and follow daily instructions of risk management team - Develop leadership and Management skills from experience and relationships and learning from supervisory insights to mitigate deterioration in business performance due to sale / run down process Key Accountabilities : - Complies with relevant Group Policies, testing and certifying (or considers and escalates) the adequacy and effectiveness of the business's controls on a regular basis. - Establishes and documents (or follows and/or maintains) operating procedures which include relevant controls to meet Group and local policy requirements.

Mumbai

Head - Dealing - Wealth Management Firm 

Job Description for Head - Dealing - Wealth Management Firm  in Workforce Wisdom in  Mumbai for (12-16) years of experience. Apply Now!