Job/Soft skill training

Health insurance

Cafeteria

Office cab/shuttle

Professional degree assistance

Free meal

Child care facility

Office gym

International/On-site exposure

Rewards & recognition

WFH setup

Course reimbursements

Annual health checkup

Annual leaves

Gym membership

Paternity leaves

Recreational activities

Mobile bill reimbursements

Relocation bonus

Joining goodies

Gifts on festivals

Maternity leaves

Quess Reviews by Employees

Relationship Officer

Sales Executive

Sales Officer

Team Lead

Associate Engineer

Relationship Executive

Junior Relationship Officer

Senior Relationship Officer

Branch Relationship Executive

Senior Executive

Assistant Manager

MIS Executive

Executive

Trainer

HR Executive

Network Engineer

Fiber Engineer

Consultant

Operations Executive

Associate

Recruitment Consultant

Relationship Manager

Senior Recruitment Consultant

Senior Consultant

HR Recruiter

Senior Sales Executive

Desktop Support Engineer

Supervisor

Center Manager

Samsung experience Consultant

FOS Executive

Senior Engineer

Software Engineer

Operations Manager

Electrical Engineer

Documentation Executive

Engineer

Technical Support Engineer

Finance Executive

Information Technology Recruiter

Customer Care Executive

Customer Service Executive

Manager

Field Engineer

Business Development Executive

Sales Manager

Facility Manager

IT Trainer

Project Coordinator

Project Manager

Senior HR Executive

Back Office Executive

Principal Consultant

Facility Executive

Sales Team Leader

Collection Officer

Process Associate

Junior Relationship Executive

Field Executive

Retail Trainer

Senior Software Engineer

Housekeeping Supervisor

Processing Executive

Payroll Executive

Senior Manager

Deputy General Manager

Customer Relationship Executive

System Administrator

Credit Card Sales Executive

Site Engineer

Senior Team Leader

HR Consultant

Application Support Engineer

Information Technology Support Engineer

Sales Promoter

Soft Skills Trainer

Junior Engineer

Sales Associate

Junior Sales Executive

Safety Officer

Executive Accountant

Technician

Customer Service Officer

Software Developer

HR Executive Recruiter

Marketing Executive

Business Executive

Collections Executive

Project Engineer

Administration Executive

Analyst

Data Entry Operator

Data Analyst

Business Development Manager

Real Estate Field Officer

Area Sales Executive

Program Manager

Branch Relationship Manager

Telecaller

Multi Skill Technician

Our client is a Boutique Wealth Management / Portfolio Management firm Position: Head of Compliance Location: HSR Layout Bangalore Qualification: CS Preferred Role: Seeking a strategic and execution-focused Head of Compliance or Compliance Officer (CO) to lead the regulatory and compliance function across its Wealth Management / Portfolio Management business. As an individual contributor, the Head of Compliance will drive end-to-end compliance, embed a strong culture of integrity, and act as a trusted advisor to the leadership team to align compliance with business growth and investor trust. Key Responsibilities: 1. Regulatory Compliance: Own the firm's regulatory posture by ensuring complete and timely compliance with SEBI PMS and related regulations-including filings, disclosures, inspections, audits and approvals for all products and client mandates. 2. Strategic Advising: Partner with the core leadership team and the board to embed compliance into strategic initiatives, influencing decisions around product, growth, investor strategy, and risk appetite while safeguarding regulatory integrity. 3. Policy Development Implementation: Design and operationalize compliance policies, internal controls, and SOPs that reflect applicable laws and regulations, ensuring they are clearly communicated, consistently enforced, and periodically updated. 4. Risk & Controls Oversight: Build and oversee a strong internal control and monitoring framework that maps compliance risks to controls, manages PMS and ISO audits, and drives proactive issue detection, documentation, resolution, and incident prevention. 5. Sales, Marketing & Product Oversight: Develop and oversee a scalable process-driven compliance framework to ensure all public-facing content and investor communications are compliant with applicable laws and regulations. 6. Investor Protection & Suitability: Safeguard investor interests by enforcing rigorous suitability frameworks, complaint resolution standards, and proactive reviews of client segments and early-warning indicators to prevent mis-selling and reputational risk. 7. AML/PMLA & Surveillance: Lead firm-wide AML/KYC efforts by implementing effective surveillance and risk-scoring mechanisms, ensuring compliance with PMLA, FATCA/CRS, and timely filing of suspicious transaction reports. 8. Training, Culture & Integrity: Champion a culture of compliance and ethical conduct through training, awareness, policy acknowledgments, and setting a strong "tone from the top" that reinforces trust, accountability, and transparency. 9. Technology & Automation: Drive adoption of compliance automation and RegTech solutions to digitize workflows, enhance monitoring, and reduce manual intervention-aligning compliance systems with operational scalability. Qualifications & Experience: - 8 - 10 years in compliance or risk roles within financial services in PMS, AIF, or wealth management. - Deep understanding of SEBI, PMLA, AML/KYC, FATCA/CRS regulations and compliance frameworks - Proven experience in audits & policy implementation, Strong communication, analytical, and influencing skills; comfortable, operating as a senior individual contributor - Professional qualifications preferred: CS, CA, CFA, NISM compliance certifications

Bangalore

Head - Compliance - Wealth Management/Portfolio Management Firm 

Job Description for Head - Compliance - Wealth Management/Portfolio Management Firm  in Ikya Human Capital in  Bangalore for (8-11) years of experience. Apply Now!

Head - Compliance - Wealth Management/Portfolio Management Firm  | iimjobs.com