Head - Compliance

Job Specifications:

1. The incumbent should be a Senior Compliance professional with experience working with a SEBI registered intermediary/an investment bank.

2. Strong understanding of Mergers & Acquisitions and Debt Capital Markets is required.

3. Strong understanding of SEBI Regulations is required

4. Comfortable working in a multinational environment

5. Client service mentality and flexible team player

6. Advise and support day to day operation.

Responsibilities:

Role and responsibilities including, but are not limited to the following -

- Primarily responsible for managing MHSI's compliance with the applicable laws and regulations as well as internal policies and procedures Responsible for ensuring the regulatory compliance followed by employees as per the pan-Asia practices, SEBI regulations and other allied regulations like PMLA compliances etc.

- Identify, assess and implement regulatory change impacting the entity.

- Manage and conduct the Compliance Review Program to ensure internal departments are compliant with rules, policies and procedures.

- Provide timely and quality advisory support to internal stakeholders.

- Review products and services, new business initiatives and licensing requirements.

- Provide responsive, sound, coherent and consistent compliance advice, interpretation and recommendations on regulations, policies, products and business initiatives; clarify and resolve uncertainties in rules and regulations affecting business transactions and practices.

- Establish, review and update internal rules, policies and guidelines to meet best practice regulatory and industry standards.

- Liaise and resolve with regulators on any regulatory concerns, and co-ordinate regulatory inspections.