Posted By
Job Views:
133
133
Applications: 23
Recruiter Actions: 18
Posted in
Banking & Finance
Job Code
1638845
Head - Compliance
Description:
We are seeking an experienced Compliance Head AIF to lead and oversee the complete compliance and regulatory framework of Steptrade Capital Private Limited. The role requires in-depth knowledge of SEBI AIF regulations, investor compliance, and internal governance. The selected candidate will work from our Ahmedabad office and manage a team of three members. Female candidates are encouraged to apply.
Key Responsibilities:
- Ensure full compliance with SEBI AIF Regulations, circulars, and statutory guidelines.
- Manage all regulatory filings, disclosures, PPM updates, audit reports, and SEBI submissions.
- Handle investor onboarding, KYC/AML checks, documentation review, and fund compliance.
- Review investment transactions and fund activities for regulatory and policy adherence.
- Maintain compliance records, registers, documentation, and audit-ready files.
- Develop, implement, and monitor internal compliance policies and SOPs.
- Conduct periodic internal audits, compliance reviews, and risk assessments.
- Coordinate with SEBI, external auditors, trustees, legal counsel, and consultants.
- Support senior management with compliance insights, regulatory updates, and governance matters.
- Guide and coordinate with the internal team of three members on daily compliance tasks.
Requirements:
- 6 to 8 years experience in AIF/PMS/SEBI-regulated compliance.
- Strong knowledge of SEBI AIF Regulations, Companies Act, KYC & AML norms.
- Expertise in regulatory filings, documentation, and internal audit processes.
- Strong communication, analytical, and documentation skills.
- Qualifications: Graduate/Postgraduate in Law/Finance/Commerce; CS/LLB/CA/CFA preferred.
- Must be willing to work full-time from the Ahmedabad office.
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Posted By
Job Views:
133
133
Applications: 23
Recruiter Actions: 18
Posted in
Banking & Finance
Job Code
1638845
