Head - Audit - Financial Services Firm

Head of Internal Audit - Financial Services

Role Overview:

- The Head of Internal Audit will lead the internal audit function, providing independent assurance on the effectiveness of risk management, governance, and internal controls across the organization.

- This role will partner closely with senior leadership and the Audit Committee to drive a robust control environment within a regulated financial services setting.

Key Responsibilities:

- Define and execute the internal audit strategy aligned with organizational objectives and regulatory requirements

- Lead, mentor, and develop a high-performing audit team

- Drive a culture of risk awareness and control excellence

- Develop and deliver a risk-based annual audit plan covering key business units (Retail Banking, Corporate Banking, Wealth, Operations, Technology, etc.)

- Oversee end-to-end audit lifecycle including planning, fieldwork, reporting, and issue validation

- Ensure audit quality, consistency, and adherence to global standards (IIA framework)

- Evaluate the effectiveness of internal controls, risk management frameworks, and governance processes

- Provide insights on emerging risks including digital, cyber, fraud, and regulatory risks

- Monitor and report on remediation of audit findings

- Engage with senior stakeholders including CEO, CFO, CRO, and Board/Audit Committee

- Present audit findings, insights, and recommendations to executive leadership

Key Requirements:

- 15+ years of experience in Internal Audit within Financial Services (Banking, NBFCs, FinTech)

- Proven leadership experience managing large audit teams and complex audit programs

- Strong understanding of banking operations, risk management, and regulatory frameworks

- Experience in dealing with senior stakeholders and Audit Committees

- Certifications such as CA, CIA, CPA, or CISA preferred

- Exposure to digital transformation, data analytics, and emerging risks