HariOm Communication - Compliance Head - LLB

Key Responsibilities

- Regulatory Compliance: Ensure adherence to RBI guidelines, and other applicable laws.

- Policy Implementation: Develop and enforce compliance frameworks, policies, and procedures.

- Risk Management: Identify and mitigate compliance risks within the organization.

- Regulatory Liaison: Act as the point of contact for regulatory bodies like RBI, MCA, CKYC, CERSAI, CICs and SEBI.

- Experienced in uploading and downloading regulatory data on NeSL, CKYC, FIU, CERSAI, CIBIL, Equifax, Experian, CRIF portals for compliance, within regulatory deadlines.

- Audits & Inspections: Oversee internal and external audits, ensuring compliance with financial regulations.

- Training & Awareness: Educate employees on compliance requirements and ethical practices.

- Reporting: Prepare compliance reports for senior management and regulatory authorities.

Required Skills & Qualifications

- Educational Background: Degree in Law, Business Administration, or Finance.

- Experience: 5-8 years in compliance roles within NBFCs.

- Knowledge: Strong understanding of industry regulations and risk management.

- Communication: Excellent interpersonal and negotiation skills.

- Analytical Skills: Ability to assess risks and implement effective compliance strategies.