Position Summary:
The SOX Compliance Analyst will play a key role in supporting and strengthening the companys Sarbanes-Oxley (SOX) compliance framework. This role requires a detail-oriented professional with strong critical thinking skills who can independently evaluate business processes, assess risk, and collaborate effectively with cross-functional stakeholders and external auditors.
Key Responsibilities:
- Support SOX planning, scoping, and risk assessment activities in coordination with business process owners and external auditors.
- Conduct end-to-end business process walkthroughs to evaluate control design and operating effectiveness.
- Perform testing of business process controls and IT-dependent/manual application controls (ITACs) in accordance with established audit standards.
- Identify control gaps and assess the impact and severity of deficiencies.
- Prepare clear, well-supported documentation of testing procedures, findings, and conclusions.
- Communicate results and recommendations to business stakeholders in a professional and constructive manner.
- Coordinate and track remediation efforts, ensuring timely and effective resolution of identified deficiencies.
- Contribute to continuous improvement of the SOX program by identifying opportunities to enhance efficiency, documentation quality, and risk coverage.
- Build and maintain effective working relationships across finance, IT, and operational teams.
Qualifications:
- CA, CIA, CPA (preferred).
- 2+ years of experience in SOX compliance or Internal Audit, with direct experience in business process controls.
- Experience testing business process controls and IT-managed application controls (ITACs).
- Strong understanding of control design, risk assessment, and control gap analysis.
- Demonstrated ability to exercise sound professional judgment and apply critical thinking.
- Excellent written and verbal communication skills.
- Proficiency in Microsoft Excel, Word, and PowerPoint.
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