Key Duties & Responsibilities: - Prepare journal entries and perform detailed account reconciliations as part of the monthly close process. - Prepare monthly bank reconciliations and process intercompany transactions. - Prepare monthly financial statements and regulatory reports in compliance with GAAP and FINRA/SEC regulations. - Prepare net capital calculations and assist with ongoing monitoring of broker-dealer net capital requirements. - Prepare and submit quarterly FOCUS filings. - Process annual FINRA registrations and rep renewals. - Assist with annual financial statement audit. - Prepare and reconcile 12b-1 fees, transaction-based compensation, and other revenue streams. - Prepare and distribute monthly and quarterly board and management reports. - Serve as a key point of contact for client information requests and reporting needs. Required Education and Experience: - Bachelor's degree with a major in accounting or finance preferred. - Minimum of two (2) years of accounting experience. - Broker dealer experience is MANDATORY. - Strong financial analysis skills. - Advanced understanding of financial and accounting systems. - Thorough knowledge of accounting and financial management principles. Required Skills and Attributes: - Ability to exercise discretion and make independent judgments on matters of significance. - Demonstrated professional integrity. - Dependable, flexible, and adaptable to new "THE COMPANY" initiatives and changing client needs. - Ability to work well in a fast-paced, small-team environment. - Ability to work independently, multi-task, and prioritize effectively. - Ability to establish and maintain effective working relationships with colleagues and clients. - Highly motivated and goal oriented; proactive in one's own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks. - Dedicated to upholding "The company's" high-quality standards and customer service focus. - Strong organizational and problem-solving skills with attention to detail. - Strong oral and written communication skills. - Proficient with Microsoft Office applications and Adobe Acrobat.

Pune

Maharashtra

Financial Analyst - Broker Dealing 

Job Description for Financial Analyst - Broker Dealing  in Search Partnerz Consultants in  Pune Maharashtra for (2-5) years of experience. Apply Now!