Responsibilities : - Responsible for supporting Head, Retail, Wealth and Private bank CFCC Advisory in India for Segments (Personal, Priority, Premium, Private) & Retail Products (Deposits, Mortgages, CCPL, CCPL Direct Sales) & Digital Channel. - Responsible for providing details of developments relating to Segments & Retail Products financial crime risks, giving rise to a material risk that serious regulatory breaches or breaches of country risk appetite metrics may occur and notifying any such breaches to (as appropriate): - Head, Retail, Wealth & Private Bank CFCC India - The relevant Heads of Business Strategy : - Support Head Retail, Wealth and PvB CFCC India in implementing the vision, strategy and direction set for the Retail, Wealth and PvB CFCC function in India - Practice the culture and compliance with CFCC standards (including conducting business within regulatory requirements, and to high ethical standards) within the Bank and embed a Here for good culture and the Group Code of Conduct. - Establish close links with colleagues of other Client segments and/or Product Groups to achieve common platforms and work plans, implementing a One Bank approach to covering all Clients. Business : - Analyse comprehensive impact of CFCC matters on the relevant business areas ( Segments & Retail Products )and their operations. - Ensure that key changes (to laws, rules, regulations) pertaining to Segments & Retail Products are communicated and cascaded (in region/country),. - Support relevant stakeholders to make decisions based on current and possible future policies, practices, and trends. - Ensure appropriate advice is provided to the relevant stakeholders on the interpretation and application of regulatory expectations, laws, best practices and policies related to Segments & Retail Products CFCC. Processes : - Support Head Retail, Wealth and PvB CFCC India in in review and approval of appropriate policies/processes/DOls to address CFCC risks related to Segments & Retail Products , aligning them with relevant regulatory requirements. - Provide support and challenge to the relevant stakeholders to ensure that they establish and monitor appropriate processes for compliance with CFCC policies, procedures and standards (including meeting regulatory obligations and maintaining high standards of conduct) pertaining to Segments & Retail Products . People and Talent : - Help in creating an environment of appropriate culture and values. work in collaboration with risk and control partners. Risk Management : - Support Head Retail, Wealth and PvB CFCC India in identifying and assessing sources of Segments & Retail Products related regulatory risks and ensure that systems and controls are appropriate to mitigate and manage risks within acceptable risk tolerance levels. Report on material regulatory, CFCC risks pertaining to Segments & Retail Products . - Maintain track of risk mitigating action plans pertaining to Segments & Retail Products. - Inform Head Retail, Wealth and PvB CFCC India serious regulatory breaches (or where risk tolerances have been breached) and ensure that actions are taken quickly to remediate and/or activities are ceased. Governance : - Support Head Retail, Wealth and PvB CFCC India in oversight of the Segments & Retail Products CFCC function in India. including the various Group CFCC frameworks and programmes within India pertaining to Segments & Retail Products . - Ensure lessons learned from audit findings, CFCC assurance activities and specific investigations are prepared and cascaded to relevant stakeholders. - Support Head Retail, Wealth and PvB CFCC India in providing timely, relevant and accurate management information on key regulatory risks and control effectiveness. - Support the product programme and country addendum framework in India pertaining to Segments & Retail Products . Regulatory relationships : - Support Head Retail, Wealth and PvB CFCC India in managing regulatory inspections pertaining to Segments & Retail Products - Engage with Regulators as and when required to support Business on Segments & Retail Products matters Regulatory & Business Conduct : - Display exemplary conduct and live by the Group's Values and Code of Conduct. - Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct. - Support the Retail. Wealth & Private bank India CFCC team to achieve the outcomes set out in the Bank's Conduct Principles: Fair Outcomes for Clients; Effective Operation of Financial Markets; Financial Crime Prevention; The Right Environment - Support Head Retail, Wealth and PvB CFCC India in effectively and collaboratively identifying, escalating, mitigating and resolving risk on Segments & Retail Products CFCC matters. Exclusions : For clarity areas of control and oversight excluded from responsibility include : - Fraud-prevention - BCP/crisis management - Conduct of business matters outside Segments & Retail Products India - First line assurance (except for processes owned by Retail. Wealth & Private bank CFCC pertaining Segments & Retail Products - Second line rules based assurance activity of any process not directly related to regulatory risk - All prudential related matters. Other Responsibilities : - Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.

Mumbai

Director - Retail Banking Products & Segments - CFCC Advisory 

Job Description for Director - Retail Banking Products & Segments - CFCC Advisory   in  Mumbai for (10-15) years of experience. Apply Now!