Indusion Consulting Reviews by Employees

Role and Responsibilities: - Specialist in Securities Law (SEBI Act, SCRA, SCRR, LODR, ICDR, PIT, SAST, SECC, Delisting etc) and Company Law - Processing of listing applications in compliance with ICDR, LODR, PIT, Takeover regs - Actions against non-compliant companies as per SOP - Analysis of disclosures made by companies for surveillance alerts and co-ordinating with BSE Surveillance team - Automation of listing function - Co-ordinating with the IT team for website disclosures and electronic filing platform - Co-ordinating with NSE team with respect to commonly listed companies - Proactively participating in SEBI committee meetings - Thought leadership in recommending policy level changes to SEBI - Building relationship with SEBI CFD team - Should have an exposure in SME Listing Compliance & IPO - Oversee the entire IPO process for SME Listings, including the review of draft documents, basis of allotment, listing of securities etc. Preferred Skills: - Preferably a CS + LLB with exposure to listed company compliance - Knowledge of SEBI LODR, ICDR, PIT and SAST regs. - Drafting and Interpretational Skills - Effective Management Skills - Data Analytics - Should be from the exchange background/ Merchant banking. - Analytical capability - Should have team management capability

Mumbai

Deputy Vice President - SME Listing Compliance 

Job Description for Deputy Vice President - SME Listing Compliance  in Indusion Consulting Services Pvt Ltd in  Mumbai for (15-20) years of experience. Apply Now!