Deputy General Manager - Compliance

Designation - DGM - Compliance (Grade: DGM)

Location: HO, Mumbai

Function: Finance

Core Responsibilities

- Interpret RBI/NHB circulars and guidelines; draft compliance requirements and monitor periodic execution.

- Design, review, and clear organizational policies/SOPs; ensure ongoing policy compliance.

- Assess compliance risk across the organization, including business units and support functions.

- Coordinate and file off-site submissions (DNBS, ALM, ECLGS, CGTSME, TREDS) with RBI/NHB.

- Ensure conduct-of-business adherence: FPC, KYCAML, corporate agency norms.

- Serve as SPOC for regulatory inspections; coordinate with auditors and resolve compliance findings.

- Deliver compliance training and foster regulatory awareness across teams.

- Maintain up-to-date NBFC/HFC regulatory knowledge and share insights across the firm.

Qualifications & Experience

Professional: CS / CA / MBA (Finance) from a reputed institute

Experience: 8+ years in compliance preferably NBFC + HFC dual exposure

Expertise: Deep understanding of NBFC compliance landscape, regulatory reporting, ECLGS/CGTSME/TREDS, FPC & KYC-AML