Job/Soft skill training

Cafeteria

GetWork Reviews by Employees

Talent Acquisition Executive

Key Responsibilities: - Implement and monitor compliance with all relevant circulars and guidelines issued by SEBI, Exchanges, and Depositories. - Conduct regular compliance reviews of various products and services offered by the firm. - Represent the firm before regulators on various compliance-related issues. - Manage and respond to regulatory queries and submissions effectively. - Ensure timely and accurate submission of all regulatory reports. - Review and update internal policies, procedures, and Standard Operating Procedures (SOPs) to align with regulatory changes. - Ensure compliance with SEBI PIT Regulations and other relevant regulations. - Investigate and resolve regulatory observations and audit findings.

Mumbai

Navi Mumbai

Core Compliance Role - Financial  Services 

Job Description for Core Compliance Role - Financial  Services  in VEERWAL GETWORK SERVICES PRIVATE LIMITED in  Mumbai Navi Mumbai for (4-6) years of experience. Apply Now!