Compliance - Alternative Investment Fund  One of the leading Financial service companies in India   Mumbai  Description  One of the leading Financial service companies in India is seeking an incumbent for leading the Compliance vertical for Alternate Investment business.  Key Roles and Responsibilities :  - Assist management in identifying and assessing the compliance risks associated with the business activities, proposed activities and client relationships.  - Handling of Audit and Regulatory inspection end to end.  - Assist in the establishment and maintenance of processes and controls within and across business groups so that the day-to-day business activities are in compliance with applicable laws and that any breaches of such laws, rules, regulations and internal policies are detected.  - Provide a proactive and expert compliance advisory service.  - Development of policies and procedures and other documents governing business activities, such as manuals, codes of conduct, practice notes, and the like, to comply with applicable laws, rules and regulations. Assess the adequacy of compliance policies, procedures and guidelines, resolve any identified deficiencies, and formulate proposals for revisions or amendments.  - Identify, investigate and resolve indications of violations to the Company's internal policies, systems, and controls or to applicable laws, rules or regulations.  - Promptly alert senior management / GCG to significant compliance issues.  - Periodically report to senior management / GCG on the effectiveness of the Company's compliance program.  - Keep abreast of regulatory developments or other matters affecting the business activities, systems, and controls and Communicate changes to policies, procedures and regulatory requirements and oversee implementation thereof.  - Assist in establishing programs to foster awareness among management and staff of relevant internal policies, procedures and regulatory requirements, including an explanation of the spirit and rationale of the requirements as well as the letter, the promotion of best practice throughout the SBU, and keeping staff up-to-date with changes in the requirements.  - Foster a partnership among the various business and support groups to create a compliant business environment and culture.  - Partnering, as appropriate, with business and support groups to manage relationships with regulators and assist with the Company's response to regulatory investigations including attending to regulatory inspections and audits and be a regulatory interface for the SBU.  The Candidate :  - Minimum 10 to 12 years of post-qualification experience - preferably in Private Equity, Venture Capital, Alternative Investment Funds (AIF), Foreign Portfolio Investor (FPI), Asset Management space.  - Candidate from the following industries are preferred; Venture Capital, AIF, Private Equity, FPI, Asset Management.  - CS, LLB and CA will be an added advantage.  - Excellent Negotiation & inter-personal skills, Eye for detail and Ability to manage ambiguity and analysis to provide clear guidance

Mumbai

Compliance Role - Alternative Investment Fund 

Job Description for Compliance Role - Alternative Investment Fund  in Altor Executive Search in  Mumbai for (10-12) years of experience. Apply Now!