Compliance Professional - Fund Management - AIF/PMS

Role Overview :

This role is designed for a Compliance professional to oversee the compliance framework for fund management business. The candidate will ensure that all fund activities, investment structures, and investor communications strictly adhere to SEBI regulations and IFSCA guidelines (where applicable).

Key Responsibilities :

- Act as the primary compliance point for AIF & PMS. Ensure end-to-end adherence to SEBI (AIF) Regulations, 2012.

- Prepare and oversee timely filings (monthly, quarterly, and annual) with SEBI and RBI. Manage the compliance calendar to avoid any lapses in statutory deadlines.

- Review and draft key fund documents, including Private Placement Memorandums (PPM), Contribution Agreements, Investment Management Agreements, and side letters.

- Supervise the Anti-Money Laundering (AML) and Counter-Terrorism Financing (CFT) monitoring processes for high-net-worth (HNI) and institutional investors.

- Provide opinions on potential investment structures and ensure "Chinese Walls" are maintained between the fund management and investment banking arms.

Technical Skills Required :

1. Regulatory Mastery :

- Deep understanding of SEBI (AIF, PMS, and Prohibition of Insider Trading) regulations.

2. Analytical Rigor :

- Ability to interpret complex regulatory circulars and translate them into operational workflows.