Rightmatch Hr Services Reviews by Employees

Company - Stock Broking Company. Designation - Compliance Officer. Reporting - Head of Department. Location - Mumbai. Key Responsibilities : - Regulatory Compliance: Ensure compliance with SEBI, stock exchange rules, and other laws; monitor regulatory changes and submit timely reports. - Internal Controls: Develop and maintain compliance policies, conduct audits, and assess compliance risks. - Risk Management: Identify and address compliance risks, ensure controls are in place, and mitigate non-compliance issues. Key Skills and Qualifications : - Education: Degree in Law, Finance, Business, or related field; compliance certifications (e.g., NISM) are a plus. - Experience : 3-5 years as a Compliance Officer, ideally in stock broking or financial services. Salary Best in Industry. Interested candidate can contact - Ms. Trupti Malik.

Mumbai

Compliance Officer - Stock Broking House 

Job Description for Compliance Officer - Stock Broking House  in Right Match HR Services Pvt Ltd in  Mumbai for (3-6) years of experience. Apply Now!