HuntingCube Recruitment Solution Reviews by Employees

Recruiter Researcher

Recruitment Recruiter

Senior Recruitment Researcher

Technical Recruiter

An ideal candidate should have experience of no less than 5 years of working with broking houses, preferably HFT/ algo firms. His/her role will be focused on the execution of Company's Compliance program and some broader APAC Compliance matters. Collaborating in the execution of the Compliance program: - Advising stakeholders on the policies and standards expected of the business unit - Understanding regulatory changes and assessing applicability and impact on the companys business - Keeping policies across the business up to date and tracking where refreshers are required - Working on systems, cyber and Internal Audits in terms of regulatory guidelines issued by SEBI and Exchanges, and, regulatory inspections and enquiries - Reviewing and analyzing exchange circulars and regulations and answering queries of stakeholders - Reviewing surveillance reports escalated to advisory compliance and following up with relevant stakeholders on outputs - Working on broader APAC Compliance projects and initiatives as required - Tracking regulatory deadlines, facilitating submissions - Expected to possess up to date knowledge on SEBI and Exchange regulations and guidelines

Gurgaon/Gurugram

Gujarat

Compliance Officer - SEBI 

Job Description for Compliance Officer - SEBI  in HUNTINGCUBE RECRUITMENT SOLUTIONS PRIVATE LIMITED in  Gurgaon/Gurugram Gujarat for (5-15) years of experience. Apply Now!