Posted by
Job Views:
174
174
Applications: 52
Recruiter Actions: 13
Posted in
Banking & Finance
Job Code
1658119
Description:
- The role focuses on ensuring 100% compliance with SEBI regulations, managing audits, and handling regular and event-based filings on MCA and SEBI portals.
- The ideal candidate will bring prior experience in Portfolio Management Services (PMS) compliance (post-qualification) and be adept at handling end-to-end regulatory obligations.
- Post qualification experience in handling PMS Compliance (no internship Ensure timely and accurate regulatory filings under SEBI PMS Regulations.
- Prepare, file, and track compliance submissions on MCA and SEBI portals, including LLP filings.
- Independently handle SEBI audits related to PMS operations.
- Ensure continuous compliance with secretarial obligations under the Companies Act, 2013.
- Maintain records and documentation in alignment with internal policies and statutory mandates.
- Liaise with internal teams and auditors for regulatory queries and reporting.
- Keep updated with any changes in SEBI, MCA, and PMS regulations and ensure timely MS Office (Excel, Word, PowerPoint, etc.
- Analytical skills (compliance tracking and reporting.
- Critical Thinking.
- Problem Solving.
Technical Skills:
- MCA Portals.
Qualification:
Experience:
Core Knowledge:
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Posted by
Job Views:
174
174
Applications: 52
Recruiter Actions: 13
Posted in
Banking & Finance
Job Code
1658119
