Compliance Officer/Manager - Finance & Accounts - CA/CS

Position Name - Compliance Officer & Manager - Finance & Accounts

Location - Gift City,Gandhinagar

Mandatory Requirement:

- Looking for a dynamic professional who is a Chartered Accountant (CA) or Company Secretary (CS).

- Role involves leading compliance for Fund operations in GIFT City.

- Requires handling regulatory compliance under IFSCA/SEBI.

- Includes managing end-to-end finance and accounts functions.

- About the client: Company is a leading mid-market private equity firm focused on high-growth investments across diverse sectors.

Job Roles and Responsibilities:

- Act as designated Compliance Officer in-line with IFSCA guidelines.

- Establish and implement Fund's Compliance and Risk Management Framework including policies for good governance, AML, cyber security, data protection etc.

- Ensure timely regulatory filings, investor KYC/AML checks, and ongoing compliance monitoring with IFSCA, SEZ, FEMA, Income tax and other applicable laws.

- Maintain statutory registers, minutes and licenses as per the regulatory requirements.

- Prepare and submit quarterly/annual compliance reports to the IFSCA and Trustees and act as primary compliance liaison.

- Oversee day-to-day accounting, fund accounting, and facilitate in corporate tax filings (GST, TDS etc), budgeting, treasury and investor reporting.

- Preparation of financial statements and coordinate statutory/tax audits.

- Liaise with regulators, auditors, custodians, and tax advisors.

Qualification and Experience:

- Professional qualification (CA/CS) with 3 years post qualification experience in compliance and risk management in a listed company or an entity regulated by a financial sector regulator

- Proficiency in accounting systems and MS Excel.

- Preference to candidates with knowledge of IFSCA, SEBI (AIF/FME) regulations, SEZ compliances and Indian tax laws.

- Excellent analytical skills, integrity, and ability to manage multiple priorities