Compliance Officer - Gift City

Company Overview:

A leading active trader-focused retail brokerage established in 2015. With a robust presence in the USA, Canada, and Europe, we provide a broad product suite including equities, options and a unique patented short-locate ecosystem. As we expand into the Indian market, we are looking for a visionary leader to establish and scale our operations within the GIFT City International Financial Services Centre (IFSC).

What We Offer:

- The opportunity to be a part of the Indian expansion of a multi-award-winning global brokerage.

- A strategic role at the heart of India's first International Financial Services Centre.

Key Responsibilities:

- Regulatory Architecture: Design and monitor a robust compliance framework for the International Financial Services Centres Authority (IFSCA) Act, Special Economic Zone (SEZ) rules, and relevant SEBI regulations.

- Operational Oversight: Ensure all company policies, procedures, and record-keeping meet the high standards of firms global operations and Indian regulatory requirements.

- Strategic Reporting: Provide executive management and the Board with detailed intelligence on the companys compliance health and the effectiveness of internal controls.

- Cross-Border Expertise: Manage compliance related to RBI and FEMA rules as they apply to international financial services within GIFT City.

- Regulator Liaison: Act as the primary point of contact for the SEZ Authority and IFSCA, drafting and submitting all necessary regulatory responses and reports.

- Fiscal Compliance: Maintain a thorough understanding of Indian tax laws, including GST, withholding tax, and Indian Income Tax, as they relate to brokerage operations.

Experience & Skills:

- Financial Pedigree: At least 5 years of experience in a compliance or operational role within a financial services entity.

- Regulatory Fluency: Proven understanding of the GIFT City ecosystem, including IFSCA, SEBI, and FEMA frameworks.

- Leadership Mindset: Experience working with senior management to develop and review enterprise-wide policies.

- Education: CA / Bachelors or Masters degree in Finance, Business Administration, or a related field.

- Compensation and Benefits: Attractive Fixed Compensation commensurate with the role and grade + Variable pay