Compliance Officer - FinTech Firm

Key Responsibilities:

1) Overseeing and managing compliance programs, ensuring adherence to regulatory requirements, and collaborating with internal and external stakeholders.

2) The Senior Compliance Officer will develop and implement policies, conduct regular audits, and provide guidance to teams on compliance processes.

3) Translate regulatory frameworks into internal process changes across product, tech, credit, operations, and collections

4) Build a compliance program from current-state to inspection-readiness policies, testing cycles, monitoring, escalation

5) Act as the organisation's early-warning system on regulatory developments and their operational implications

6) Own end-to-end compliance with RBI's Digital Lending Directions 2025 map each obligation to a process owner, track remediation, and maintain an up-to-date compliance matrix

7) Monitor and interpret new RBI circulars, Master Directions, and supervisory guidance; assess operational and product impact on and drive internal process changes accordingly

8) Lead preparation for and management of RBI on-site and off-site inspections

9) Draft, maintain, and operationalize compliance policies - Fair Practices Code, Grievance Redressal, Digital Lending KFS, LSP oversight policy, DPDPA privacy framework, ORMF-aligned risk policy

10) Manage the annual compliance risk assessment process

11) Design and deliver compliance training across the organisation; build a compliance-aware culture

Required/Required Skills :

1) Minimum 5-8 years of compliance experience, with minimum 3 years mandatory experience in NBFC or digital lending fintech

2) Strong expertise in Compliance Management and Regulatory Compliance

3) Analytical Skills to assess and manage potential compliance risks

4) Exceptional Communication skills for relaying complex legal and regulatory information clearly

5) Knowledge and experience in Finance, especially in FinTech or related industries

6) Ability to manage projects, develop policies, and conduct compliance trainings

7) Proactive problem-solving skills and attention to detail

8) Educational qualification : CA/LLB/CS with regulatory specialisation and experience as a compliance officer