Job Type: Full-time, no remote work Regulator : IFSCA About Us: Betafront Technologies Private Limited is an innovative fintech startup dedicated to providing top-notch financial solutions. - We are seeking a diligent and experienced Compliance Officer to join our team and ensure our operations remain compliant with all relevant regulatory requirements. - Position Overview: The Compliance Officer will be responsible for overseeing all regulatory developments related to our company's operations. - This role involves working with internal teams to ensure awareness of regulatory framework requirements, maintaining regulatory licenses, and ensuring compliance with AML/CFT regulations. - The Compliance Officer will also handle fincrime reporting and regulatory liaison, as well as monitor and test compliance measures. Key Responsibilities: Regulatory Oversight: a. Monitor all regulatory developments relevant to the company's operations. - Workwith internal teams to ensure awareness and adherence to regulatory framework requirements. Compliance Programme: a. Build and improve the Compliance Programme in line with our mission to be instant, convenient, and transparent. - Maintain regulatory licenses and applications, handle regulatory liaison, reporting, and filing. - Ensure appropriate training on AML/CFT and other regulatory matters for senior management and the board of directors. - Fincrime Reporting and Review: a. Setup and maintain fincrime monthly review reports to ensure appropriate review of first-line processes. - Ownfincrime reporting processes, address regulatory queries and feedback, and handle fincrime escalations from Legal Enforcement Agencies. - Policy Governance: a. Govern and localize compliance policies, including AML policy and KYC/CDD guidelines. - Update policies as required based on new regulatory developments. Quality Control: a. Verify the existence of relevant controls related to the integrity and quality of information transmitted to the FIU-India within the framework of STR/SAR reports. - Report to the Board of Directors on the health of financial crime and regulatory compliance. - Advise the board on emerging issues within the compliance program. Monitoring and Testing: a. Apply regular testing to assess money laundering and terrorist f inancing risk management and controls. - Implement measures designed to reduce these risks. - High-Risk Customer Review: a. Review and authorise relationships with high-risk customers as required. - Risk Tracking: a. Develop systems to track and monitor regulatory and financial crime risks. - Ensure compliance with regulatory requirements and internal policies. Qualifications: - Bachelor's/Master's degree in Law, Finance, Business Administration, or a related field. - Professional certification in compliance or risk management (e. , CAMS, ICA) is preferred. - Strongknowledge of AML/CFT regulations and other relevant regulatory frameworks. - Excellent understanding of compliance policies, procedures, and best practices. - Provenexperience in regulatory compliance, financial crime, or a related field. - Stronganalytical and problem-solving skills. - Excellent communication and interpersonal skills. - Ability to work independently and handle multiple tasks simultaneously. - Highattention to detail and strong organisational skills. Experience: 7-10years of relevant experience in regulatory compliance, financial crime, or a related field. - Experience working with IFSCA or similar regulatory bodies is a plus. What We Offer: - Competitive salary and benefits package. - Opportunity to work with a talented and motivated team. - Exposureto cutting-edge technologies and innovative projects. - Professional development and growth opportunities

Gandhinagar

Ahmedabad

Gujarat

Compliance Officer - Financial Services 

Job Description for Compliance Officer - Financial Services  in Mentorpal.ai Tech Hiring in  Gandhinagar Ahmedabad Gujarat for (7-10) years of experience. Apply Now!