Position Overview: The Compliance Officer will be responsible for overseeing all regulatory developments related to our company's operations. This role involves working with internal teams to ensure awareness of regulatory framework requirements, maintaining regulatory licenses, and ensuring compliance with AML/CFT regulations. The Compliance Officer will also handle fincrime reporting and regulatory liaison, as well as monitor and test compliance measures. Key Responsibilities: Regulatory Oversight: - Monitor all regulatory developments relevant to the company's. operations. - Work with internal teams to ensure awareness and adherence to regulatory framework requirements. Compliance Programme: - Build and improve the Compliance Programme in line with our mission to be instant, convenient, and transparent. - Maintain regulatory licenses and applications, handle regulatory liaison, reporting, and filing. - Ensure appropriate training on AML/CFT and other regulatory matters for senior management and the board of directors. Fincrime Reporting and Review: - Setup and maintain fincrime monthly review reports to ensure appropriate review of first-line processes. - Own fincrime reporting processes, address regulatory queries and feedback, and handle fincrime escalations from Legal Enforcement. Agencies. Policy Governance:. - Govern and localize compliance policies, including AML policy and KYC/CDD guidelines. - Update policies as required based on new regulatory developments. Quality Control: - Verify the existence of relevant controls related to the integrity and quality of information transmitted to the FIU-India within the framework of STR/SAR reports. - Report to the Board of Directors on the health of financial crime and regulatory compliance. - Advise the board on emerging issues within the compliance program. Monitoring and Testing: - Apply regular testing to assess money laundering and terrorist financing risk management and controls. - Implement measures designed to reduce these risks. High-Risk Customer Review: - Review and authorise relationships with high-risk customers as required. Risk Tracking: - Develop systems to track and monitor regulatory and financial crime risks. - Ensure compliance with regulatory requirements and internal policies. Qualifications:. - Bachelor's degree in Law, Finance, Business Administration, or a related field. - Professional certification in compliance or risk management (e. , CAMS, ICA) is preferred. - Strong knowledge of AML/CFT regulations and other relevant regulatory frameworks. - Excellent understanding of compliance policies, procedures, and best practices. - Proven experience in regulatory compliance, financial crime, or a related field. - Strong analytical and problem-solving skills. - Excellent communication and interpersonal skills. - Ability to work independently and handle multiple tasks simultaneously. - High attention to detail and strong organisational skills. Experience:. - 7-10 years of relevant experience in regulatory compliance, financial crime, or a related field. - Experience working with IFSCA or similar regulatory bodies is a plus.

Gandhinagar

Gujarat

Compliance Officer 

Job Description for Compliance Officer  in Mentorpal.ai Tech Hiring in  Gandhinagar Gujarat for (7-9) years of experience. Apply Now!