Compliance Manager - Retail Assets - Bank

Given below position details with a Leading Bank :

Position: Compliance Manager - Retail Assets

Business: Corporate Function

Function: Compliance

Location: Mumbai

Job Purpose:

- It is a Central Compliance advisory role to provide effective and efficient advisory to Retail Assets business group and the domain knowledge and team management skills are important.

- The role should be able to cater to the needs of internal as well as external stakeholders..

Key Primary Responsibilities:

- Providing advisory on regulatory expectation to Retail Asset business unit.

- Coordinating and collating ad-hoc/ indent requirements in collaboration with business stakeholders.

- Reviewing Policies, SOPs, Manuals etc from regulatory circulars and advisory perspective along with other regulatory expectations.

- Coordinating with officials during RBI Examination exercise

- Closure of regulatory obligations.

Secondary Responsibilities :

- Coordinate with stakeholders during Regulatory Inspections and collation of data

- Assist Regulatory compliance team for Ad-hoc requirements and preparation of various Board related notes