Title : Compliance Manager ( Company Secretary ) - NBFC / Fintech / Lending Financial Services Organisation
Location : Gurgaon
Role:
The role will primarily focus on ensuring adherence to all financial and compliance obligations, while also supporting operational aspects of financing and stakeholder coordination.
Compliance & Financial Governance
- Ensure adherence to financial, regulatory, and lender compliance requirements
- Track and manage covenants, CPs, and reporting obligations across financing facilities
- Prepare and submit compliance reports to lenders, auditors, and other external stakeholders
- Monitor timelines for all compliance deliverables and flag potential risks or delays
- Work closely with legal and CS teams to ensure documentation accuracy and regulatory alignment
- Identify gaps in compliance processes and drive corrective actions
Stakeholder & Documentation Management
- Act as a point of contact for lenders, auditors, legal advisors, and consultants
- Manage end-to-end coordination for documentation, reporting, and compliance-related activities
- Support discussions and follow-ups with external stakeholders
Operations & Execution (Secondary Exposure)
- Support pre- and post-disbursement activities related to debt facilities
- Assist in tracking utilization, repayments, and operational workflows of financing structures
- Work closely with internal teams (Finance, Ops, Legal) to ensure smooth execution of processes
- Contribute to process improvements across finance and compliance workflows
Educational Qualification & Work Experience / Skills:
- Company Secretary (CS) with 2 to 5 years of experience, with strong exposure to financial compliance, regulatory requirements, and lender covenants in a NBFC / Financial Services Setup.
- Strong understanding of financial compliance, covenants, and regulatory requirements
- Exposure to debt structures (Term Loans, NCDs, etc.)
- Basic understanding of fundraising transactions (equity/debt)
- Strong stakeholder management and coordination skills
- High attention to detail and ability to manage multiple timelines
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