Compliance Manager - NBFC

About Company:

The company operates in the financial services industry, focusing on providing lending and credit solutions to individuals and businesses.

Job Description:

Understanding and supporting in implementation and monitoring of the regulatory/statutory guidelines across the organization.

Key Responsibilities:

- Monitoring RBI guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept/process owner queries, implementation of directions in coordination with process owners, ensuring compliance within timelines.

- Review of new proposals, new partner tie ups, process or policy change requests submitted by stakeholders and advise/guide the team on the compliance aspects.

- Preparing and reviewing of policy documents for compliance function

- Advising the Board and committees of the Board on RBI compliances and preparing applicable paperwork for the same

- Preparation and submission of returns to RBI or other applicable regulators and support during audits and inspection.

Mandatory Requirement:

Primary Job Profile : Regulatory Compliance

Technical Skills : RBI Compliance, SEBI Regulatory Compliance