Compliance Manager - NBFC

Compliance Manager (Internal Auditor) A leading NBFC company Chennai.

Job Summary:

A leading NBFC company is keen to hire a Semi qualified CA/CS or Qualified CS for the Compliance Management role with designation Assistant Manager / Manager who will lead and enhance the internal audit and compliance framework by conducting risk-based audits, assessing control effectiveness, and pinpointing process gaps.

Collaborate with internal teams and auditors to ensure timely resolution of audit findings.

About the company:

A leading NBFC company, born from a multi-entity merger manages over 2.6 lakh crore in assets while serving rural and semi-urban customers.

It employs a community-scale workforce nearing 80,000 and has gained repeated recognition as a top workplace in its sector.

Location: Chennai, Tamil Nadu.

Designation: Assistant Manager/Manager.

Roles & Responsibilties:

- Assist in conducting process reviews and identifying gaps in risk and compliance controls.

- Monitor and interpret relevant RBI regulations, circulars, and guidelines for applicability.

- Support the preparation and maintenance of compliance-related documentation and internal policies.

- Collaborate with internal departments to ensure understanding and implementation of regulatory requirements.

- Conduct riskbased internal audits to evaluate control effectiveness and risk exposure across functions.

- Track and follow up on remediation actions to ensure audit issues are resolved promptly.

- Coordinate with auditors during internal and regulatory audits.

Role Requirement:

- General understanding of process review, risk and compliance requirements in finance company.

- Quick learner with a proactive approach to regulatory changes.

- Understanding of RBI regulations for NBFC or banking Industry could be an add on.

- Hands-on with compliance monitoring tools and Excel-based reporting.

- Must have good communication skills (verbal and written).

- Must have strong knowledge of MS Excel and MS Office.

Education: CA-Inter or CS/CS-Inter.

Experience: 3+ years of experience post qualification.

Working days: Mon-Fri (Alternate Saturdays working).