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Cafeteria

GetWork Reviews by Employees

Talent Acquisition Executive

Job Title : Compliance Specialist. Department : Compliance. Role Summary : We are seeking a meticulous and detail-oriented Compliance Specialist to ensure adherence to regulatory requirements, The ideal candidate will have a strong analytical mindset, a process-driven approach, and excellent communication and presentation skills. Key Responsibilities : - Regulatory Compliance: Implementation of circulars and guidelines issued by SEBI, Exchanges, and Depository Participants (DPs). - Ensuring compliance with SEBI PIT Regulations and other Exchange/SEBI regulations. - Regulatory Submissions and Communication: Managing regulatory submissions and addressing queries received from regulators. - Ensuring submissions are accurate, adequate, and within prescribed timelines. - Representing the organization to regulators on various issues. - Internal Compliance Support: Responding to compliance queries from operations and business teams. - Conducting compliance reviews of various products and processes. - Ensuring compliance requirements are met in digital client onboarding processes. - Monitoring and Reporting: Reviewing and enhancing MIS reporting on compliance-related aspects. - Analytical and Process Improvement: Maintaining an analytical mindset to identify and mitigate compliance risks. - Adopting a process-driven approach for seamless compliance management. - Training and Collaboration: Promoting awareness of compliance requirements across teams. - Supporting stakeholders with insights and best practices to uphold compliance standards.

Mumbai

Compliance Manager - Financial Services 

Job Description for Compliance Manager - Financial Services  in VEERWAL GETWORK SERVICES PRIVATE LIMITED in  Mumbai for (5-7) years of experience. Apply Now!