Compliance Lead - Retail Advisory - NBFC

KEY RESPONSIBILTIES:

- Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital lending & LAP.

- To review retail products/ new initiatives or processes and lead compliance advisory, queries, clarification for retail business.

- To review and update policies & procedures for retail business.

- Monitor regulatory developments and access their impact on our operations.

- Support Chief Compliance Officer and the team in ensuring adherence to regulatory guidelines.

- Key role in driving the key assignments / projects including automation relating to compliance, and businesses & other functions / products involving compliance by supervising and responsible for end-to-end completion and implementation.

- Identify potential areas of compliance vulnerability and risks, develop and implement corrective action plan for resolution.

- Responsible for handling regulatory inspections, handling the pre/post inspection related activities.

- Monitor and enforce compliance with internal policies and procedures across retail operations.

- Foster effective relationships with internal & external stakeholders.