EXPERIENCE:
- Proven and rich experience of 12+ years in compliance with Banks / NBFCs.
- Practical knowledge of relevant regulatory requirements and guidelines related to retail lending.
- Strong analytical skills with the ability to interpret regulations.
- Team Leader. Excellent communication and interpersonal skills.
KEY ATTRIBUTES:
- Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital lending & LAP.
- To review retail products/ new initiatives or processes and lead compliance advisory, queries, clarification for retail business.
- To review and update policies & procedures for retail business.
- Monitor regulatory developments and access their impact on our operations.
- Support Chief Compliance Officer and the team in ensuring adherence to regulatory guidelines.
- Key role in driving the key assignments / projects including automation relating to compliance, and businesses & other functions / products involving compliance by supervising and responsible for end-to-end completion and implementation.
- Identify potential areas of compliance vulnerability and risks, develop and implement corrective action plan for resolution.
- Responsible for handling regulatory inspections, handling the pre/post inspection related activities.
- Monitor and enforce compliance with internal policies and procedures across retail operations.
- Foster effective relationships with internal & external stakeholders.
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