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Job Title: Compliance Monitoring - Head Experience: 12+ years Location: Bangalore, India About the Company: Our client is a leading financial services company looking for an experienced Compliance Monitoring Head to strengthen their compliance and audit functions. This is a strategic role requiring deep expertise in compliance testing, auditing, and regulatory frameworks. The ideal candidate should be able to challenge and push back on compliance matters, ensuring a robust compliance structure within the organization. Position Overview: This role involves developing and implementing compliance frameworks, conducting in-depth audits, and ensuring regulatory adherence. While the company already has a compliance and audit team, this position requires a more in-depth and hands-on approach to compliance testing. Initially, the role will function as an individual contributor with plans to build and lead a compliance testing team. Key Responsibilities: Compliance Framework Development & Monitoring: - Design, implement, and oversee a robust compliance framework tailored to financial services regulatory requirements. - Establish compliance testing methodologies and ensure ongoing monitoring of regulatory risks. Audit & Compliance Testing: - Conduct deep-dive audits and compliance reviews to identify gaps and mitigate risks. - Work closely with existing compliance and audit teams, providing oversight and ensuring adherence to frameworks. - Push back on non-compliance areas and enforce strong risk mitigation strategies. Regulatory & Advisory Role: - Stay updated with evolving regulatory guidelines in the financial services sector and advise internal stakeholders accordingly. - Ensure all internal processes comply with industry regulations and best practices. - Provide strategic recommendations to enhance compliance effectiveness. Team Building & Leadership: - Initially operate as an individual contributor, with the scope to build and lead a compliance testing team. - Hire, mentor, and develop a team focused on compliance monitoring and risk assessment. Collaboration with Product & Tech Teams: - Work closely with product and technology teams to integrate compliance requirements into business processes. - Ensure new product offerings adhere to regulatory frameworks and compliance best practices. Qualifications & Skills: - 12+ years of experience in compliance monitoring, regulatory audits, or risk management. - Strong background in financial services or other regulated financial institutions. - Proven expertise in designing and implementing compliance frameworks. - Deep knowledge of regulatory guidelines, audits, and risk controls. - Strong analytical mindset with an eye for detail and the ability to challenge teams on compliance matters. - Ability to work independently with a strategic mindset and leadership potential. - Experience in building and managing compliance testing teams is a plus. - Candidates with experience in financial services or NBFCs are a good fit.

Bangalore

Compliance Head - Financial Services/NBFC 

Job Description for Compliance Head - Financial Services/NBFC  in Grassik Search Pvt Ltd in  Bangalore for (12-15) years of experience. Apply Now!