Compliance & Back Office Analyst - Brokerage

- We are looking for a proactive and detail-oriented Compliance & Back Office Analyst to join our dynamic and high-performance team.

- The ideal candidate should have a strong background in compliance and operational functions within equity and derivatives markets, with experience in US equity and options markets being highly desirable.

- This is a remote role offering flexibility, autonomy, and the opportunity to work on high-impact global projects in a fast-paced fintech environment.

- Work Hours: 1:30 PM to 10:30 PM IST (Flexibility Required)

Key Responsibilities:

- Oversee daily compliance and back-office operations for Oceanus Securities

- Execute compliance tasks accurately and on time, following regulatory and internal guidelines

- Coordinate with internal teams to ensure thorough and up-to-date documentation

- Perform data reconciliation, reporting, and regulatory filings

- Identify and resolve compliance and operational issues proactively

- Stay updated on applicable regulations across securities markets, especially in equities and derivatives

- Assist with audits and ensure timely delivery of compliance-related documentation

Manage and update:

- Internal Wiki documentation

- Compliance tasks and schedules

- Client onboarding and documentation

- Venue rates and matrix information

- Forecasting and project tracking

- Prepare and distribute client-specific reports (e. , TCA reports)

- Create and manage Jira tickets for client/project requests

- Support project management for Oceanus-related initiatives

- Prepare daily P&L and month-end cumulative activity reports

Required Skills & Experience:

- 3-7 years of experience in compliance and/or back-office operations (compliance experience preferred)

- Strong understanding of equity and derivatives market operations

- Experience with US equity and options markets is highly preferred

- Familiarity with Indian equity and derivatives markets is also acceptable

- Highly self-motivated, detail-oriented, and capable of working independently

- Strong organizational, analytical, and communication skills

- Ability to work in a high-performance, time-sensitive environment

Educational Qualifications:

- Bachelor's or Master's degree in Accounting, Finance, or a related field

- Experience with FINRA-regulated Institutional Equities Brokerage is required