Compliance Advisory Role - Third Party Product - Bank

Job Responsibilities:

- Handling Compliance with above mentioned regulations pertaining to Mutual Fund & Insurance Distribution Business of the Bank.

- Circulating action points arising out of regulatory circulars/notifications/communications and pro-active follow up with the stakeholders ensuring timely implementation of the same.

- Reviewing existing and new processes and handling correspondences with the regulators on Compliance related matters.

- Handling Onsite Regulatory Inspections of SEBI, IRDA

- Providing clarifications on queries raised by stakeholders within the Bank and from Group entities on Compliance related matters.

- Drafting and vetting of various submissions to be made to the ACB/Board.

- Submission of various regulatory reports from time to time.

People Management:

- Need to interaction with various regulatory authorities viz. SEBI, IRDA.

- Need to interact with the middle management and senior management of the Bank.