About the Company: It is a core investment company (non-deposit taking, systemically important) registered with the RBI. Incorporated in 2003, it mainly invests in financial services businesses through subsidiaries and group firms.
Profile Summary: We are looking for a seasoned professional to ensure our company complies with all regulatory and legal requirements. The role involves overseeing internal compliance processes, managing filings and reports to the RBI and other authorities, and supporting corporate governance practices.
Roles and Responsibilities:
1. Ensure compliance with RBI guidelines applicable to NBFCs, including timely filing of all statutory returns and reports.
2. Monitor and update internal policies and procedures to align with current regulatory requirements.
3. Manage regulatory audits, inspections, and responses to queries from RBI or other regulators.
4. Oversee board and committee meeting documentation, including preparation of agendas, minutes, and resolutions.
5. Maintain statutory registers, licenses, and documentation in compliance with the Companies Act and NBFC regulations.
6. Collaborate with legal counsel on contractual, operational, and governance issues.
7. Conduct internal compliance reviews and risk assessments to identify and mitigate compliance risks.
Requirements:
1. Qualified Company Secretary with membership in the Institute of Company Secretaries of India (ICSI).
2. 3- 5 years of experience in a corporate secretarial or compliance role in a NBFC.
3. Strong understanding of Company Law, SEBI regulations, and other applicable corporate laws and regulations.
4. Excellent drafting skills with the ability to prepare professional reports, minutes, and legal documents.
5. Exceptional communication skills; both written and verbal - to liaise effectively with internal and external stakeholders.
6. Proficiency in Microsoft Office, for document preparation, data analysis, and reporting.
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