Key Responsibilities: - Develop and implement organization's secretarial and compliance processes and policies in line with statutory requirements to mitigate current as well as future risks. - Ensure compliance to the Ethics and compliance policy and ensure regular reporting. - Ensure organisational compliance to all applicable secretarial laws for India. - Establish a certification/affirmation mechanism for compliance. - Ensure Board meetings are held as per statutory provisions of law and prepare the agenda and maintain minutes for all Board meetings. - Provide clarification on legal language or specifications. - Act as a nodal point of contact for SEBI, RBI and Ministry of Corporate Affairs - Advise the management on their responsibilities as per the statutory norms in order to protect the interests / reputation of the CEO, Board and the organization. - Ensure timely and efficient communication to investors in order to have proper disclosures in line with good corporate governance practices. - Compile quarterly compliance report and ensure follow up for all areas of noncompliance identified for the company. - Monitor all out of order transactions on a quarterly basis and Provide Approval for all client related expenditures. - Undertake appointment for third party auditors and coordinate with all departments for timely closure of audits. - Maintain current knowledge of alterations in legislation. Must Have: - You should be qualified lawyer and a company secretary having handled both legal and secretarial work preferably with a financial institute. You should have great communication and stakeholder management skills. - 5 years PQE. Qualified to practice in India. - Possesses core technical knowledge in laws and regulations applicable to the business. - Ability to analyse relevant laws and regulations and correlate regulatory issues to products and business models. - Ability to identify and articulate Legal & Corporate Secretariat issues, and to make clear decisions or recommendations on those issues. - Ability to deal with granularity of issues. - Delivery of high-quality work, in a limited amount of time. - Keen eye for detail. - Able to multitask, prioritise, and meet deadlines. - Strong collaboration skills, especially with business and technology partners. - Ability to handle sensitive material responsibly and can be trusted with sensitive information. Location: Andheri East, Mumbai Why our client: - Very New Space to be which is backed by 18 National Banks. - Highly enthusiastic team with excellent management support & growth path. - Strong leadership inspiring lives with amazing success stories.

Mumbai

Company Secretary - Financial Firm 

Job Description for Company Secretary - Financial Firm  in Wave HR & Advisory Pvt Ltd in  Mumbai for (5-5) years of experience. Apply Now!