Chief Risk Officer/Manager - Risk & Audit - Mutual Fund Industry

JOB DESCRIPTION

We are seeking a highly motivated and skilled Manager - Risk & Audit to join our team. This position plays a crucial role in assessing and mitigating risks associated with our operations, ensuring compliance with regulatory standards, and enhancing overall audit processes within the company.

Position Chief Risk Officer (Manager )

Experience 8+ yrs.

Reporting to EVP - Governance

Location Gurgaon, Haryana

Department Risk & Audit

CTC As per industry standards

Job Overview:

Job Role - The key areas of responsibilities are as follows:

Audit Planning and Reporting:

- Assist in developing annual audit plans based on risk assessments and regulatory requirements.

- Prepare and present audit findings, reports, and recommendations to senior management and audit committees.

- Internal Audits:

- Plan and execute internal audits to assess the adequacy and effectiveness of internal controls, policies, and procedures.

- Prepare audit reports detailing findings, recommendations, and corrective actions to address identified issues.

Compliance Monitoring:

- Monitor regulatory compliance with applicable laws, SEBI regulations, and industry standards.

- Ensure adherence to internal policies, procedures, and guidelines related to risk management and audit activities.

Conduct Risk Assessments:

- Evaluate and identify potential risks within various operational areas of the company.

- Develop risk assessment frameworks and methodologies to identify, prioritize, and mitigate risks effectively.

Risk Mitigation:

- Collaborate with stakeholders to develop and implement risk mitigation strategies.

- Provide recommendations for improving risk management practices and enhancing internal controls.

Continuous Improvement:

- Stay updated on industry trends, regulatory changes, and best practices related to risk management and auditing.

- Identify opportunities for process improvements and contribute to the enhancement of audit methodologies.

Qualification:

- Bachelor's degree in finance, accounting or a related field with 8+ years of experience with minimum 2-3 years of audit related experience in the Mutual Fund Industry preferred.

- A professional certification or Post graduation such as MBA is preferred.

- Attention to detail, analytical skills and a proactive approach to problem-solving.

- Strong understanding of risk assessment techniques, audit principles and regulatory requirements applicable to mutual funds.

- Effective communication skills to interact with stakeholders, present audit findings, and collaborate on risk mitigation strategies.