
4.1
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- Monitoring compliances with corporate laws including Companies Act.
- Liaising with government departments and regulatory authorities like ROC, MCA, SEBI, BSE & NSE for obtaining sanctions and ensuring compliance with various statutory obligations.
- Liaising with the auditors- internal, concurrent, and external auditors as well as handling of SEBI Inspection Audit relating to Compliance Dept.
- Preparation of agenda papers, minutes for various meetings of the Board of Directors of AMC and Trustee Company, their Committee Meetings, General Meetings etc. Involved in preparation of action points and follow up with various departments.
- Handling of all regulatory Compliance relating to appointment of Directors / Trustees on the Board of the Company
- Assisting compliances for Mutual Fund, AIF and PMS activities
- Arranging and overseeing the smooth conduct of Board / committee / general Meetings of the Company as well as the Trustee Company.
- Maintenance of Statutory Registers
Skills & Competencies:
- Good Knowledge of Company's Act & SEBI Regulations
- Timely Management
- Meticulous attention to details
- Excellent computing, secretarial, interpersonal, teamworking and written/verbal communication skills are also important.
Qualification & Experience:
- Qualified and member of the Institute of Company Secretaries of India (ACS)
- 6 to 10 years post qualifications experience in secretarial department in listed company
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