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Job Views:  
137
Applications:  29
Recruiter Actions:  28

Job Code

1662325

Chief Executive Officer - Broking Firm

Wave HR Advisory Pvt Ltd.12 - 15 yrs.Gujarat
Posted 4 days ago
Posted 4 days ago

What We Offer

- The opportunity to lead the Indian expansion of a multi-award-winning global brokerage.

- A strategic role at the heart of India's first International Financial Services Centre.

Role Purpose

The CEO India will be the primary architect of the US Entities entry and growth in the Indian market. You will be responsible for obtaining necessary licenses from the International Financial Services Centres Authority (IFSCA), building a high-performing local team, and establishing US Broking as the premier platform for active retail and institutional US Broking in the region.

Key Responsibilities

- Strategic Leadership & Setup: Lead the end-to-end setup of the US Broking India entity (US Broking India Securities LLP) in GIFT City

- Define and execute the Go-to-Market (GTM) strategy tailored to the Indian active US Broking

landscape in line with the US plan and market reach

- Work with an interact with an experienced group of existing Indian based staff that currently support the BDs in other jurisdictions

Regulatory & Compliance Management:

- Serve as the primary liaison with IFSCA and GIFT City officials to secure and maintain the Capital Market Intermediary license.

- Ensure 100% compliance with SEZ rules, IFSCA regulations, and AML/KYC international standards.

Operational Excellence:

- Oversee day-to-day operations, including the implementation of US Broking proprietary trading platforms in the local market.

- Manage the "Self-Clearing" transition and infrastructure for the India business.

Business Development & Growth:

- Drive client acquisition strategies to attract high-ARPU active US Broking and institutional clients.

Key Skills:

- Deep understanding of equities, options, and securities lending (stock locates).

- Strong financial acumen with the ability to manage a $100k+ budget and drive unit economic scalability.

- Exceptional stakeholder management skills to interface with global leadership in the US/Bahamas and local regulators in India.


Candidate Profile:

- Experience: Proven leadership experience (12+ years) in the financial services or fintech sector, preferably within a retail brokerage or capital markets environment.

- Prior experience navigating the regulatory landscape of GIFT City (IFSC) or similar Special Economic Zones (SEZ) is highly preferred.

- Education: CA / Bachelors or Masters degree in Finance, Business Administration, or a related field.

- Compensation and Benefits: Attractive Fixed Compensation commensurate with roles and grade + High Variable linked to performance


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Posted by

Job Views:  
137
Applications:  29
Recruiter Actions:  28

Job Code

1662325

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