Chief Compliance Officer - Mutual Funds

Description:

Role Overview

We are seeking an experienced and strategic Chief Compliance Officer (CCO) for a leading Mutual Fund organization. The role requires a seasoned compliance professional with deep expertise in SEBI Mutual Fund Regulations, governance frameworks, regulatory liaison, and enterprise-wide compliance management.

Key Responsibilities:

- Lead and oversee the overall compliance function for the Mutual Fund business.

- Ensure adherence to SEBI Mutual Fund Regulations and all applicable statutory requirements.

- Develop, implement, and strengthen compliance policies, governance frameworks, and internal controls.

- Act as the key point of contact for regulators, auditors, trustees, and senior stakeholders.

- Monitor regulatory changes and drive implementation across business functions.

- Oversee compliance monitoring programs, reporting mechanisms, and risk assessments.

- Provide strategic compliance guidance to senior management and business teams.

- Ensure timely regulatory filings, disclosures, and board/trustee reporting.

- Drive a strong culture of ethics, governance, and regulatory compliance across the organization.

Desired Candidate Profile:

- 12 - 18 years of experience in compliance within Mutual Funds, Asset Management Companies, or financial services.

- Strong expertise in SEBI Mutual Fund Regulations and regulatory frameworks.

- Prior experience in leading compliance teams and interacting with regulators.

- Strong leadership, communication, and stakeholder management skills.

- Ability to manage complex regulatory and governance matters.

- CA/CS/LLB/MBA or relevant qualification preferred.

Preferred Skills:

- Strong regulatory interpretation and policy drafting capabilities.

- Experience handling inspections, audits, and compliance reviews.

- High level of integrity, professionalism, and strategic thinking.