Chief Compliance Officer - Financial Services

Key Responsibilities:

Regulatory Compliance (GIFT City / IFSC):

- Ensure full compliance with IFSCA, and other applicable regulations for IFSC operations.

- File mandatory reports, regulatory returns, and disclosures on time.

- Maintain PMLA, KYC, and AML compliance for cross-border client transactions.

- Act as the primary contact for regulatory audits, inspections, and communications.

Risk & Audit Management:

- Develop and monitor internal compliance frameworks and SOPs.

- Conduct regular compliance checks, internal audits, and risk assessments.

- Report compliance status and risk exposure to management and the Board.

Operational Oversight:

- Supervise client onboarding documentation and transaction monitoring.

- Ensure trade surveillance and reporting as per IFSC norms.

- Coordinate with business, operations, and legal teams to mitigate regulatory risks.

Policy & Training:

- Draft and update compliance policies and manuals for IFSC operations.

- Train employees and stakeholders on compliance requirements.

- Stay updated with changes in IFSCA regulations.

Key Skills & Competencies:

- Strong knowledge of IFSCA, SEZ, FEMA, PMLA and other regulations.

- Prior experience in GIFT CITY IM compliance.

- Ability to liaise effectively with regulators and handle audits independently.

- Detail-oriented with strong risk management and governance skills.