CapitalSquare - Head - Merchant Banking

Head Merchant Banking

We are looking for an experienced and driven Head Merchant Banking to lead our end-to-end merchant banking assignments, including Main Board IPOs, SME IPOs, Open Offers, Buybacks, Delistings, and Rights Issues. The ideal candidate will bring deep regulatory knowledge, strong leadership abilities, and a strategic mindset to manage complex transactions and drive the growth of the merchant banking vertical.

Key Responsibilities:

Lead and manage a team to execute end-to-end merchant banking mandates, including:

- Main Board IPOs

- SME IPOs

- Open Offers under SEBI SAST Regulations

- Buybacks and Delistings

- Rights Issues

- Conduct due diligence, prepare and vet offer documents, and ensure regulatory compliance throughout the transaction lifecycle

- Liaise with clients and various stakeholders including legal advisors, auditors, registrars, share transfer agents, SEBI, BSE, NSE, NSDL, CDSL, and other intermediaries

- Ensure proper documentation and adherence to merchant banking regulations and timelines

- Advise clients on corporate governance, listing obligations, and compliance under SEBI and Companies Act provisions

- Draft policies and frameworks under the Companies Act, 2013 and SEBI (LODR) Regulations

- Represent the firm before regulators and exchanges for approvals and queries

- Train and mentor the team on regulatory and operational aspects of merchant banking assignments

- Stay updated with evolving market regulations and adapt strategies accordingly

- Travel for client due diligence and regulatory meetings, as required

Candidate Requirements:

In-depth knowledge of:

- Companies Act, 2013

- SEBI Regulations including ICDR, LODR, SAST

- Income Tax, FEMA, Listing Guidelines, etc.

- Proven experience in leading merchant banking assignments (IPO, Buyback, Delisting, etc.)

- Strong communication, drafting, and presentation skills

- Team leadership and project management capabilities

- Relationship management skills with clients and regulatory bodies

- Willingness to travel as required for project execution and client interactions

Qualifications:

- Company Secretary (CS) preferred

- Other finance/legal professionals with substantial experience in merchant banking, investment banking, or capital markets are also welcome