Bonanza Portfolio - Compliance Officer

Job Title Compliance officer

Location :- Bonanza Portfolio(IFSC) Private Limited. Unit 242 Signature, 2nd Floor, Block 138, Zone 1 GIFT SEZ. Gandhinagar Gujrat 382355. Compliance Officer for Broking, Global Access Market, Distribution & Insurance in GIFT City, Gandhinagar.

This is a full-time, on-site role.

We are seeking a dynamic and experienced Compliance Officer to manage regulatory and operational compliance for our Broking, Global Access Market, Distribution, and Insurance verticals in GIFT City, Gandhinagar. The ideal candidate will have a strong background in capital markets or financial services, regulatory compliance, and a deep understanding of IFSCA guidelines and AML/CFT protocols. This is a strategic role that involves oversight of compliance, client operations, regulatory reporting, and risk management.

Key Responsibilities:

- Ensure strict adherence to IFSCA regulations, AML/CFT procedures, and other applicable laws.

- Manage and lead client onboarding, operations, and risk management practices.

- Monitor, review, and report regulatory compliance across all business units including SEZ, IFSCA, and Stock Exchanges.

- Prepare and maintain policies, SOPs, internal notes, and compliance documentation.

- Act as a key liaison with regulatory authorities and ensure timely submission of reports and filings.

- Drive business development and distribution network expansion by ensuring compliant growth strategies.

- Conduct internal audits and implement corrective actions as required.

- Stay updated on evolving regulatory frameworks, and provide proactive guidance to business teams.

Qualifications:

- Postgraduate or professional degree in Finance, Law, Business Administration, or a related field.

- 5 to 7 years of relevant experience in capital markets, broking, distribution, or financial services.

- In-depth knowledge of regulatory frameworks, especially under IFSCA, SEZ laws, and Indian financial regulations.

- Proven leadership in compliance management, policy development, and regulatory reporting.

- Strong analytical, communication, and stakeholder management skills.

- Prior experience in GIFT City operations will be a strong advantage.

- Ability to thrive in a high-growth, fast-paced financial environment.

- Strong ethical standards and a proactive approach to compliance.