BDO - Compliance Lead - CS/LLB

Role Summary:

We are seeking a senior compliance professional to lead the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards.

Designation: TBD

Reporting Manager: Partner

Experience: 10-15 years of relevant PQE

Qualification: CS & LLB mandatory. LLM and other related courses preferred

Function: Compliance & Regulatory

Location: Mumbai - Dadar

Key Responsibilities:

- Lead and manage the firm's compliance framework across all business units and support functions.

- Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements.

- Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies.

- Draft and review compliance policies, SOPs, and internal guidelines.

- Conduct risk assessments and compliance audits across departments.

- Manage regulatory filings, submissions, and correspondence with authorities.

- Oversee compliance training and awareness programs across the firm.

- Work closely with internal legal, risk, and HR teams as well as external counsel and consultants.

- Lead internal investigations into compliance breaches or concerns.

- Maintain records and reporting mechanisms for compliance monitoring and tracking.

- Provide regular updates and reports to senior management and the Board, as applicable.

Key Requirements:

- 10-15 years of experience in legal and regulatory compliance roles.

- LLB mandatory; CS or additional compliance certifications preferred.

- Strong understanding of corporate laws, financial regulations, data protection, and anti-corruption compliance.

- Experience advising senior leadership and managing cross-functional compliance matters.

- Proven ability to manage teams and compliance projects.

- High analytical thinking, attention to detail, and problem-solving skills.

- Excellent English proficiency (verbal and written).

- Proficiency in Word, Excel, and PowerPoint.

- Strong organizational skills and ability to adapt to changing regulatory landscapes.