Battery Smart - Compliance Manager

- We are looking for an experienced and meticulous Compliance Manager to lead and strengthen the organization's compliance function in line with SEBI, AMFI, and other regulatory requirements.

- This role requires strategic thinking, hands-on execution, and strong collaboration across business functions to ensure a robust compliance culture.

Key Responsibilities:

- Regulatory Compliance & Reporting Ensure timely and accurate submission of statutory and regulatory reports to SEBI, AMFI, and other authorities.

- Monitor and implement changes as per SEBI circulars, guidelines, and regulatory updates applicable to Mutual Funds and PMS.

- Ensure ongoing compliance with PMLA regulations, including alerts review and closure processes.

- Conduct compliance audits across departments to ensure adherence to internal policies and statutory norms.

- Legal & Documentation Draft, review, and maintain legal agreements, investor disclosures, and business contracts.

- Review scheme documents, compliance checklists, marketing content, and investor communications.

- Governance & Training Draft agendas and minutes for internal governance and compliance committees.

- Design and deliver compliance training programs for internal stakeholders and distribution partners.

- Stakeholder Management Act as the point of contact for regulatory bodies, internal auditors, and external consultants.

- Collaborate with departments such as Investments, Operations, Legal, and Sales to ensure seamless compliance integration.

Required Skills and Qualifications :

- Minimum 4-6years of experience in a compliance role within the mutual fund, PMS, or financial services industry.

- Strong understanding of SEBI, AMFI, PMLA, AIF regulations, and regulatory frameworks.

- Excellent legal drafting, documentation, and policy-making skills.

- Proficiency in handling regulatory portals and audit processes.

- Strong communication, leadership, and cross-functional collaboration abilities.

- Educational Qualifications Additional qualifications such as CS, LLB, CFA (Level 1+), or specialized compliance certifications are preferred