Banyan Capital Advisors - Assistant Manager - Compliance & Operations

Assistant Manager - Compliance & Operations

JOB DESCRIPTION:

Asst. Manager - Compliance and Operations will be responsible for the end-to-end ownership of operational workflow of Category III AIF to cover the following deliverables:

- Periodically review exposure, drawdowns, and investor commitments against fund documents and regulatory limits.

- Ensure transactions are within regulatory and fund-specific boundaries.

- Assist in drafting and updating internal compliance checklists, SOPs, and dashboards.

- Assist in preparation and filing of regulatory reports including SEBI AIF reports (monthly/quarterly), RBI/FEMA filings if applicable.

- Monitor compliance with SEBI AIF Regulations, PPM (Private Placement Memorandum), and internal investment guidelines.

- Validate accruals, expenses, performance fees and management fee computations as per PPM and agreements.

- Support audits and inspections (SEBI, statutory, internal) by providing required data and explanations.

- Coordinate daily/periodic NAV computation with fund administrator; review trial balance, valuations, and reconciliation reports.

- Ensure timely and accurate recording of fund transactions.

- Support investor queries related to capital statements, tax workings, and portfolio performance.

- Prepare financial statements, investor reports, and quarterly performance reports.

- Work closely with auditors for annual audits, tax filings, and statutory reporting.

QUALIFICATIONS:

- CA / MBA (Finance) or equivalent professional qualification.

Salary: competitive package based on relevant experience