Assistant Manager - Compliance & Operations JOB DESCRIPTION: Asst. Manager - Compliance and Operations will be responsible for the end-to-end ownership of operational workflow of Category III AIF to cover the following deliverables: - Periodically review exposure, drawdowns, and investor commitments against fund documents and regulatory limits. - Conduct pre- and post-trade compliance checks (investment concentration limits, sector restrictions, leverage, etc.). - Ensure transactions are within regulatory and fund-specific boundaries. - Assist in drafting and updating internal compliance checklists, SOPs, and dashboards. - Assist in preparation and filing of regulatory reports including SEBI AIF reports (monthly/quarterly), RBI/FEMA filings if applicable. - Monitor compliance with SEBI AIF Regulations, PPM (Private Placement Memorandum), and internal investment guidelines. - Validate accruals, expenses, performance fees and management fee computations as per PPM and agreements. - Support audits and inspections (SEBI, statutory, internal) by providing required data and explanations. - Coordinate daily/periodic NAV computation with fund administrator; review trial balance, valuations, and reconciliation reports. - Ensure timely and accurate recording of fund transactions. - Support investor queries related to capital statements, tax workings, and portfolio performance. - Prepare financial statements, investor reports, and quarterly performance reports. - Work closely with auditors for annual audits, tax filings, and statutory reporting. QUALIFICATIONS: - CA / MBA (Finance) or equivalent professional qualification. - 3 to 5 years of relevant experience in AIF/PMS/Mutual Funds or compliance. - Working knowledge of SEBI AIF Regulations, Companies Act, and taxation aspects relevant to AIFs. - Ability to comprehend financial reports - Excellent working knowledge of excel - Attention to detail is a MUST - Strong written and verbal communication skills will be an added advantage in this role Salary: competitive package based on relevant experience

Delhi

Banyan Capital Advisors - Assistant Manager - Compliance & Operations 

Job Description for Banyan Capital Advisors - Assistant Manager - Compliance & Operations  in Banyan Capital Advisors in  Delhi for (3-5) years of experience. Apply Now!