AVP - Financial Crime Investigations

Description:
- Looking for local Pune candidates

- Investment Banking/Consulting with IB client

Basic/ Essential Qualifications:

- Proven track record in conducting complex investigations reflecting excellent judgement and analytical skills, with the ability to identify criminal activity and escalate appropriately.

- Preparing high-quality reports and casework on sensitive investigations with experience in engaging with internal and external stakeholders within a highly regulated environment for financial crime risks.

- Conducting and leading complex financial crime investigations, including transactional analysis and intelligence gathering, especially with large datasets.

Desirable skillsets/ good to have:

- Graduation level qualification or equivalent in Financial Crime.

- Experience with data analytics tools such as SQL, Python, Tableau, or similar platforms.

- Experience in working with law enforcement agencies or regulators.

Accountabilities:

- Identification and evaluation of potential risks associated with non-compliance or unethical conduct and implement risk mitigation strategies.

- Leading the investigations into alleged violations of policies, regulations, or laws.

- Provision of training programs to enhance awareness of compliance issues and ethical conduct among colleagues.

- Documentation of investigation processes and provision of recommendations for corrective actions and improvements based on investigation findings.

- Utilisation of advanced technology and data analytics tools to enhance the efficiency and effectiveness of investigations.

- Utilisation and assessment of relevant internal and external information and intelligence in furtherance of the investigation.

- Where applicable, fulfilment of any necessary external legal and/or regulatory reporting obligations.